-
This article addresses both the challenges CIOs and technology leaders experienced during the COVID-19 pandemic and how companies and their technology functions responded to it. We learned that the organisations and their stakeholders most likely to shape their narratives in a positive direction were those who understood and leveraged the benefits of the new technology labor model that supports a…
-
Amid unprecedented economic disruption caused by COVID-19, small and medium-size businesses (SMBs) that are the backbone of the U.S. economy face intertwining choices and challenges in determining the best courses of action to preserve their operations and protect the financial well-being of their employees.
While direct bank and market financing remain an option for some, most small and medium-…
-
Your monthly compliance news roundup
BSA/AML Examination Manual Updates from FFIEC
On April 15, 2020, the Federal Financial Institutions Examination Council (FFIEC) released updates to the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) examination manual. The manual is used to evaluate an institution’s compliance with the Bank Secrecy Act and anti-money laundering requirements. This…
-
Your monthly compliance news roundup
FinCEN: BSA Reporting Obligations Remain Crucial During COVID-19 as Fraud Trends Rise
The first case of the novel coronavirus (COVID-19) in the United States was confirmed on January 20, 2020, two months after the first known cases are believed to have originated in China. While the world turned its attention to the virus and finding effective treatment…
-
Guest host Lucy Pearman talks with Donna Timlen, CCO of OneMain Financial – America’s largest installment lender, about their compliance transformation: talent, technology, strategy and a root cause focus.
-
Protiviti has produced a series of podcasts on GRC programmes and technologies in which we obtained perspectives from Protiviti leaders and subject-matter experts around the world on GRC drivers, innovations and challenges in their markets. In this episode, we talked with Ivan Torres, a Director with Protiviti’s Technology Consulting group. Ivan, who is based in Mexico City, offers his views on…
-
This is a series of podcasts on GRC programmes and technologies, obtaining perspectives from Protiviti leaders and subject-matter experts around the world on GRC drivers, innovations and challenges in their markets. This episode features my conversation with Protiviti managing director Rakesh Kabra. Rakesh leads Protiviti’s Risk Technology Solutions practice for the Middle East and India. He…
-
Protiviti Managing Directors Christopher Wright and Charles Soranno offer a CFO and finance perspective on Protiviti’s 2020 SOX Compliance Survey results.
-
This is a series of podcasts on GRC programmes and technologies, obtaining perspectives from Protiviti leaders and subject-matter experts around the world on GRC drivers, innovations and challenges in their markets.
This episode features conversation with Yasumi Taniguchi, a managing director and leader of Protiviti’s offices in Japan. Yasumi-san provides her thoughts and perspectives on GRC…
-
What to Expect and When
The main headline about the Anti-Money Laundering Act of 2020 (AML Act) has been that the United States finally moved to address a long-standing gap in its anti-money laundering (AML) regime by establishing a national registry of beneficial owners. Not reading beyond that headline, however, would be a mistake because the AML Act includes many other provisions that, taken…
